Unclaimed
Michael Borns is a financial advisor with over 30 years of experience in the industry. Michael is currently registered with LPL Financial LLC in Nebraska and Texas. Michael also has experience with Investment Centers of America, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Michael holds the Series 63, 65, 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NE
11/29/2017 - Present
LPL Financial LLC (NEBRASKA CITY NE)
NE
04/07/1994 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (NEBRASKA CITY NE)
MN
03/19/1993 - 06/29/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/19/1993 - 06/29/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/02/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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