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Michael De gaglia

Robinhood Securities, LLC

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About Michael De gaglia

Michael De gaglia is a financial professional with over 20 years of experience in the securities industry. Michael is currently registered with Robinhood Securities, LLC in Florida. Michael has held previous roles at Deutsche Bank Securities Inc., BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., Fortis Securities LLC and UBS Securities LLC. Michael has passed several securities industry exams including the Series 3, Series 7, Series 24, Series 55, Series 57TO and the SIE exam.

Firm Information

Michael De gaglia is currently registered with Robinhood Securities, LLC. Robinhood Securities, LLC is a Limited Liability Company formed in 2016 and approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael De gaglia’s Registration & Firm History

FL

10/08/2018 - Present

Robinhood Securities, LLC (Lake Mary FL)

FL

03/14/2012 - 07/10/2018

DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)

NY

01/25/2010 - 12/05/2011

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

01/19/2010 - 12/05/2011

BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)

NY

05/16/2006 - 01/05/2010

FORTIS SECURITIES LLC (NEW YORK NY)

NY

01/07/2003 - 05/09/2006

UBS SECURITIES LLC (NEW YORK NY)

NJ

12/17/1997 - 05/09/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 10/02/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/28/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 07/10/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/2009

Series 3 - National Commodity Futures Examination

BC

Issued 03/01/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/07/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Michael De gaglia. Review regulatory record here.
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