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Michael David Winski

B. Riley Wealth Management

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About Michael David Winski

Michael Winski is a financial advisor with B. Riley Wealth Management in Lafayette, LA. Michael has been a registered representative since 1974 and has worked in the industry for over 48 years. Michael has a broad range of experience, including prior roles with National Securities Corporation, First Montauk Securities Corp., Prudential Securities Incorporated, Legg Mason Wood Walker, Incorporated, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc, Dean Witter Reynolds Inc., Dean Witter & Co. Incorporated, and Merrill Lynch, Pierce, Fenner & Smith, Inc.. Michael holds Series 7TO, SIE and Series 1 licenses. Michael is currently registered in Florida, Louisiana, Mississippi, Nebraska and South Carolina.

Firm Information

Michael Winski is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Winski’s Registration & Firm History

LA

07/22/2022 - Present

B. Riley Wealth Management (LAFAYETTE LA)

LA

01/16/2007 - 07/22/2022

NATIONAL SECURITIES CORPORATION (LAFAYETTE LA)

LA

05/28/2002 - 01/16/2007

FIRST MONTAUK SECURITIES CORP. (LAFAYETTE LA)

NY

05/01/1996 - 05/30/2002

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

MD

03/14/1989 - 05/02/1996

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NY

05/14/1988 - 04/06/1989

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

05/18/1978 - 05/14/1988

E. F. HUTTON & COMPANY INC

NA

02/24/1978 - 08/21/1978

DEAN WITTER REYNOLDS INC.

NA

09/15/1976 - 02/24/1978

DEAN WITTER & CO. INCORPORATED

NA

01/28/1974 - 10/07/1976

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

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Licenses & Designations

BC

Issued 05/21/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/1974

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael David Winski. Review regulatory record here.
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