Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ward is a financial professional with over 30 years of experience in the industry. Michael has worked with a variety of firms over the years, including Capitol Securities Management, Inc., Westrock Advisors, Inc. and Oppenheimer & Co., Inc.. Michael currently works at Vanderbilt Advisory Services where he provides financial planning and portfolio management services for individuals and businesses. Michael has a strong track record of success and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/07/2021 - Present
Vanderbilt Advisory Services (WOODBURY NY)
NY
10/23/2012 - 07/20/2015
CAPITOL SECURITIES MANAGEMENT, INC. (MELVILLE NY)
NY
10/05/2010 - 12/18/2012
CAPITOL SECURITIES & ASSOCIATES, INC. (MELVILLE NY)
NY
08/19/2002 - 10/06/2010
WESTROCK ADVISORS, INC. (MELVILLE NY)
NY
07/29/1994 - 09/06/2002
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
NY
09/18/1990 - 07/19/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
01/26/1990 - 10/11/1990
ROSENKRANTZ LYON & ROSS INCORPORATED (NEW YORK NY)
NA
02/28/1989 - 01/29/1990
J. T. MORAN & CO., INC.
NA
02/15/1989 - 03/10/1989
INVESTORS CENTER, INC.
NA
02/11/1988 - 12/01/1988
INVESTORS CENTER, INC.
NA
01/26/1987 - 02/20/1988
COWEN & CO.
NA
12/02/1986 - 02/10/1987
L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC.
NA
12/16/1985 - 12/09/1986
ROONEY, PACE INC.
NA
10/22/1985 - 01/14/1986
COWEN & CO.
IA
Issued 03/15/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2007
Series 4 - Registered Options Principal Examination
BC
Issued 04/09/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/03/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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