Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael David Walton is a registered investment advisor representative with Sage Advisory Services Ltd. Co. located in Austin, Texas. Michael has been in the industry for over 20 years, working in various roles at different financial institutions. He holds Series 6, 7, 24, 26 and 63 licenses, as well as the Uniform Investment Adviser Law Examination (Series 65). Michael's current employment began in January 2010, following employment at BROKERSXPRESS LLC, USF SECURITIES, L.P. and A I M DISTRIBUTORS, INC. Michael's firm specializes in investment advisory services, including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model provision strategies
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
02/05/2010 - Present
Sage Advisory Services Ltd. Co. (AUSTIN TX)
IL
03/13/2009 - 01/06/2010
BROKERSXPRESS LLC (CHICAGO IL)
TX
08/01/2007 - 03/06/2009
USF SECURITIES, L.P. (HOUSTON TX)
TX
11/18/1996 - 08/06/2007
A I M DISTRIBUTORS, INC. (HOUSTON TX)
IA
Issued 06/29/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2006
Series 24 - General Securities Principal Examination
BC
Issued 03/29/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/16/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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