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Michael David Walters

Pershing LLC

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About Michael David Walters

Michael Walters is a financial professional with Pershing LLC, a firm located in Lake Mary, Florida. Michael is a Series 99TO and SIE licensed professional, currently registered with FINRA. Michael has been working in the financial services industry for over 3 years.

Firm Information

Michael Walters is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Walters’s Registration & Firm History

FL

10/04/2023 - Present

Pershing LLC (LAKE MARY FL)

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Licenses & Designations

BC

Issued 10/04/2023

Series 99TO - Operations Professional Examination

BC

Issued 03/03/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael David Walters.
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