Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael David Walters is a financial professional with over 27 years of experience in the financial services industry. Michael is currently registered with USA Financial Securities LLC and USA Financial Formulas Corp. Michael has a broad range of experience and holds a variety of licenses and registrations, including Series 6, 7, 24, 26, 63 and 65. Michael has held previous positions at LIFEUSA Securities, Inc. and Investors Capital Corp. Michael specializes in providing financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
04/26/2006 - Present
USA Financial Securities LLC (ADA MI)
MN
08/03/1998 - 08/01/2000
LIFEUSA SECURITIES, INC. (MINNEAPOLIS MN)
MA
02/07/1995 - 08/06/1998
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
IA
Issued 03/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2000
Series 24 - General Securities Principal Examination
BC
Issued 05/18/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/06/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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