Unclaimed
Michael David Vorlop is a registered representative with Wells Fargo Clearing Services, LLC and has been in the industry since March 23, 2015. Michael has experience with investment companies, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, insurance companies, high net worth individuals, individuals other than high net worth, and charitable organizations. Michael has passed the Series 7, Series 66, Series 9 and Series 10 exams. In addition to the firm’s main office in St. Louis, Missouri, Michael is also registered with the branch office located in Washington, D.C. Michael previously worked for LORD ABBETT DISTRIBUTOR LLC in Jersey City, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/20/2018 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NJ
02/16/2015 - 07/30/2018
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BOTH
Issued 04/14/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/23/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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