Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Tranter is a registered representative with Smbc Nikko Securities America, Inc. Michael has been in the securities industry since 2005. Michael is licensed to sell securities in all 50 states. Michael holds the Series 7, Series 52, Series 63, and Series 79 licenses. Michael is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/16/2017 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/11/2005 - 07/12/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/23/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 02/16/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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