Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael David Thomas is a financial advisor who has been in the industry since 1994. Currently registered with Wells Fargo Clearing Services, LLC, Michael has over 20 years of experience in the financial services industry. Michael is a Series 6 and Series 63 licensed professional. In addition to serving individual investors, Michael has experience working with high net worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
11/11/2016 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
02/13/2003 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
IN
03/02/1995 - 12/18/2001
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
MN
05/24/1994 - 03/06/1995
MIMLIC SALES CORPORATION (ST. PAUL MN)
NA
10/14/1993 - 05/24/1994
FIDELITY EQUITY SERVICES CORPORATION
CA
05/14/1993 - 09/20/1993
JACKSON NATIONAL FINANCIAL SERVICES, INC. (LOS ANGELES CA)
BC
Issued 05/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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