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Michael David Tagliaferro

Prudential Investment Management Services LLC

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About Michael David Tagliaferro

Michael Tagliaferro is a financial advisor with Prudential Investment Management Services LLC. Michael has been in the industry since 2007 and holds the Series 66, Series 24, SIE and Series 7 licenses. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide financial advice in 53 states and the District of Columbia. Michael is also registered with the state of Alabama.

Firm Information

Michael Tagliaferro is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Tagliaferro’s Registration & Firm History

NJ

09/26/2011 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NJ

03/12/2007 - 08/22/2011

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 03/26/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/30/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/09/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael David Tagliaferro.
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