Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Swann is a securities professional with over 24 years of experience in the financial industry. Michael is currently registered with Fidelity Brokerage Services LLC. Michael is registered to offer securities in 53 states and jurisdictions and has earned a number of professional designations, including passing the Series 3, 4, 7, 9, 10, and 63 exams. Michael also holds the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
10/12/1998 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 10/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/02/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/22/2004
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2006
Series 3 - National Commodity Futures Examination
BC
Issued 10/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
N
New York Stock Exchange
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