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Michael David Sudnow

Deutsche Bank Securities Inc.

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About Michael David Sudnow

Michael Sudnow is a financial advisor with Deutsche Bank Securities Inc., a firm that manages more than $50 billion in assets. Michael has been in the industry for over 29 years and is registered in 53 states. Michael's experience includes previous roles with D.A. Davidson & Co., UBS Securities LLC, UBS Financial Services Inc., BNY MELLON CAPITAL MARKETS, LLC, BNY CAPITAL MARKETS INC., FTN FINANCIAL SECURITIES CORP, and SPEAR, LEEDS & KELLOGG, L.P.. Michael holds Series 7, 63, 72 and SIE licenses and is qualified to offer a wide range of services to clients.

Firm Information

Michael Sudnow is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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Michael Sudnow’s Registration & Firm History

NY

04/11/2024 - Present

Deutsche Bank Securities Inc. (NEW YORK NY)

NJ

08/29/2023 - 04/11/2024

D.A. DAVIDSON & CO. (UPPER SADDLE RIVER NJ)

NJ

12/01/2020 - 09/15/2023

UBS SECURITIES LLC (Paramus NJ)

NJ

11/25/2020 - 09/15/2023

UBS FINANCIAL SERVICES INC. (PARAMUS NJ)

NY

04/30/2008 - 10/15/2020

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NY

12/11/2006 - 04/30/2008

BNY CAPITAL MARKETS INC. (NEW YORK NY)

NJ

01/07/2005 - 10/30/2006

FTN FINANCIAL SECURITIES CORP (JERSEY CITY NJ)

NY

03/27/1997 - 01/07/2005

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

NY

02/24/1994 - 11/20/1996

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/13/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael David Sudnow.
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