Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael David Spaight is a financial advisor who has been in the industry since 2016. He is currently registered with Blackrock Investments, LLC in New York, NY. Michael has previously worked for UBS Securities LLC and Credit Suisse Securities (USA) LLC. Michael is a Series 63, Series 66, Series 7, Series 79TO and SIE licensed professional. He holds registrations in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/01/2019 - Present
Blackrock Investments, LLC (NEW YORK NY)
NY
03/01/2018 - 05/07/2019
UBS SECURITIES LLC (NEW YORK NY)
NY
08/19/2010 - 08/24/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 03/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/31/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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