Unclaimed
Michael David Sosnoski is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Michael is registered with 23 states and is licensed to provide securities and investment advisory services. Michael has been a part of the financial services industry since November 13, 2001. The advisor is also part of Northwestern Mutual Wealth Management Company, a firm that provides investment advisory services and related financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MI
12/22/2010 - Present
Northwestern Mutual Investment Services, LLC (TROY MI)
IA
Issued 12/15/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/12/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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