Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Smith is a financial advisor with over 20 years of experience in the financial services industry. Michael is currently registered with Fifth Third Securities, Inc. and has a Series 6, 7, 63, and 65 license. Michael also holds the SIE certification. Michael has previously worked with Wells Fargo Advisors, LLC and First Union Brokerage Services, Inc. Michael provides a variety of financial services to individual and business clients including financial planning, portfolio management, and selection of other advisers. Michael specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
06/28/2019 - Present
Fifth Third Securities, Inc. (KANNAPOLIS NC)
NC
10/01/2000 - 03/20/2012
WELLS FARGO ADVISORS, LLC (CONCORD NC)
NC
01/19/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 6/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2010
Series 7 - General Securities Representative Examination
BC
Issued 1/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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