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Michael David Sarfati

Pruco Securities, LLC

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About Michael David Sarfati

Michael Sarfati is a financial professional with over 12 years of experience in the industry. Michael is currently registered with Pruco Securities, LLC. Michael's career started at Garden State Securities, Inc. in 2010. Michael's previous employers include Prudential Annuities Distributors, Inc. and Prudential Investment Management Services LLC. Michael holds licenses for Series 63, Series 53, Series 24, Series 52TO, SIE, and Series 7. Michael is registered in both New Jersey and New York.

Firm Information

Michael Sarfati is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Michael Sarfati’s Registration & Firm History

NJ

01/10/2013 - Present

Pruco Securities, LLC (NEWARK NJ)

CT

11/29/2021 - 09/19/2022

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

NJ

11/29/2021 - 09/19/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

10/14/2010 - 12/14/2012

GARDEN STATE SECURITIES, INC. (HACKENSACK NJ)

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Licenses & Designations

BC

Issued 11/11/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/26/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael David Sarfati.
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