Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael David Ruffcorn is an investment banking professional with over five years of experience in the financial services industry. Michael David Ruffcorn is currently a Registered Representative of Houlihan Lokey Capital, Inc. Previously, Michael David Ruffcorn worked at Truist Securities, Inc. and HMC Investments, Inc. Michael David Ruffcorn holds the Series 63, Series 79, and SIE licenses. Michael David Ruffcorn is registered in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
04/07/2021 - Present
Houlihan Lokey Capital, Inc. (ATLANTA GA)
GA
08/13/2019 - 04/09/2021
TRUIST SECURITIES, INC. (ATLANTA GA)
AL
08/06/2018 - 08/02/2019
HMC INVESTMENTS, INC. (BIRMINGHAM AL)
GA
07/29/2016 - 07/13/2018
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 08/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Ruffcorn is the right advisor for you? Invested Better is here to help.
