Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ruffalo is a financial professional with over 20 years of experience in the financial services industry. Michael currently works for Osaic Wealth, Inc. and is registered as an Investment Advisor Representative in Illinois. Michael holds multiple licenses and certifications, including Series 7, Series 63, and Series 65 licenses. In addition to his experience in financial planning, Michael has experience working in the mortgage industry and has a background in health-related media.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IL
03/06/2014 - Present
Osaic Wealth, Inc. (DOWNERS GROVE IL)
IL
11/05/2009 - 02/19/2014
INDEPENDENT FINANCIAL GROUP, LLC (SCHAUMBURG IL)
IL
09/08/2009 - 11/11/2009
LPL FINANCIAL CORPORATION (SCHAUMBURG IL)
IL
05/11/2004 - 09/08/2009
WATERSTONE FINANCIAL GROUP, INC. (SCHAUMBURG IL)
AZ
05/06/2004 - 06/02/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IL
11/14/2001 - 05/13/2004
NSA SECURITIES CORPORATION (SCHAUMBURG IL)
IA
Issued 01/09/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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