Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael David Ross is a financial advisor with over 11 years of experience in the financial industry. Michael is currently registered with LPL Enterprise, LLC and LPL Financial LLC. Michael's experience includes working at MML Investors Services, LLC, Wells Fargo Advisors Financial Network, LLC, Wachovia Securities, LLC, and Wachovia Capital Markets, LLC. Michael has a strong understanding of the financial markets and is committed to providing his clients with personalized financial advice. Michael holds the Series 7 and Series 63 licenses and the SIE exam. Michael is also a Registered Representative and Investment Advisor Representative. Michael is committed to helping clients achieve their financial goals and is dedicated to providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
09/04/2024 - Present
LPL Enterprise, LLC (FORT MILL SC)
NC
04/18/2018 - 04/27/2018
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
10/19/2017 - 04/12/2018
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
09/16/2015 - 06/13/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CHARLOTTE NC)
MO
05/19/2005 - 08/14/2007
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
11/15/2004 - 05/16/2005
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
BC
Issued 03/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Ross is the right advisor for you? Invested Better is here to help.
