Unclaimed
Michael David Reynolds is a financial advisor registered with Thoroughbred Financial Services, LLC since April 2000. Michael Reynolds is also a registered representative of Thoroughbred Financial Services, LLC. Michael Reynolds has been in the industry since November 1978. Michael Reynolds is registered with the states of Alabama, California, Florida, Georgia, Illinois, Indiana, Kentucky, Maine, Maryland, New Jersey, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, and Virginia. Michael Reynolds holds Series 1, 6, 7, 63, 22, and SIE licenses. Michael Reynolds has several designations including a Chartered Financial Consultant. Michael Reynolds holds the following specializations: Financial Planning, Portfolio Management for Individuals, and Selection of Other Advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
05/27/2014 - Present
Thoroughbred Financial Services, LLC (KNOXVILLE TN)
TN
05/16/2000 - 12/19/2000
ADVANCED FINANCIAL PLANNING SECURITIES CORPORATION (BRENTWOOD TN)
TN
04/21/1986 - 04/01/2000
ADVANCED FINANCIAL PLANNING SECURITIES CORPORATION (BRENTWOOD TN)
NA
11/21/1978 - 04/29/1986
CAPITAL ANALYSTS, INCORPORATED
BC
Issued 11/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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