Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael David Rabin is a financial professional with over 9 years of experience in the financial services industry. Michael is currently registered with Invesco Distributors, Inc. and holds Series 3, 7, 63, and 65 licenses, as well as the SIE exam. Michael has previously worked for OppenheimerFunds Distributor, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and MF Global Inc. Michael is also a Series 30 principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/25/2019 - Present
Invesco Distributors, Inc. (NEW YORK NY)
NY
11/21/2017 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
11/05/2013 - 01/04/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/03/2010 - 12/06/2011
MF GLOBAL INC. (NEW YORK NY)
IA
Issued 12/26/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2016
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2010
Series 7 - General Securities Representative Examination
BC
Issued 03/10/2009
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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