Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Peters is a financial professional with over 20 years of experience in the securities industry. Michael is currently registered with Charles Schwab & Co., Inc. as an Investment Advisor Representative. Michael is also a Series 7, Series 63, Series 9, Series 10, Series 24, Series 55, Series 57TO and SIE licensed professional. Michael holds a current FINRA registration through Charles Schwab & Co., Inc.. In the past, Michael has worked as a financial professional at TD AMERITRADE, INC., TD AMERITRADE CLEARING, INC., AMERITRADE, INC., AMERITRADE NORTHWEST, INC. and AMERITRADE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NE
04/21/2023 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
04/22/2006 - 04/21/2023
TD AMERITRADE, INC. (OMAHA NE)
NE
01/12/2018 - 11/21/2019
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
01/02/2002 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
OR
01/16/2004 - 05/26/2004
AMERITRADE NORTHWEST, INC. (PORTLAND OR)
NE
08/12/1999 - 12/31/2001
AMERITRADE (BELLEVUE NE)
IA
Issued 03/09/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/09/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/24/2005
Series 24 - General Securities Principal Examination
BC
Issued 02/11/2003
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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