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Michael David Paull

Northern Trust Securities, Inc.

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About Michael David Paull

Michael Paull is a registered representative with Northern Trust Securities, Inc., based in Chicago, Illinois. Michael has been in the financial services industry since 2011 and holds both Series 7 and Series 63 licenses. Michael focuses on providing personalized financial advice to a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. Michael is committed to building long-term relationships with clients and helping them achieve their financial goals.

Firm Information

Michael Paull is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Paull’s Registration & Firm History

IL

11/05/2019 - Present

Northern Trust Securities, Inc. (Chicago IL)

IL

08/24/2011 - 03/19/2019

INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)

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Licenses & Designations

IA

Issued 01/08/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/09/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael David Paull.
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