Unclaimed
Michael Ng is a financial professional with over 20 years of experience in the financial services industry. Michael has worked with a variety of firms including Morgan Stanley DW Inc. and American Express Financial Advisors Inc. Michael is currently registered with Equitable Distributors, LLC as a broker-dealer, and is licensed in Michigan and New York. Michael has passed the Series 66, Series 7, and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/05/2006 - Present
Equitable Distributors, LLC (New York NY)
NY
12/21/2000 - 12/14/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
05/18/2000 - 09/26/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/18/2000 - 09/26/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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