Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael David Neal is an investment advisor representative in the Atlanta, GA office of Morgan Stanley. Neal has worked in the financial services industry since May 1997. Prior to joining Morgan Stanley, Michael Neal was employed by Wells Fargo Advisors LLC in Charlotte, NC. Neal has several state registrations for securities and investment advisory activities. Neal is registered in 53 states as a broker-dealer and investment advisor. Neal also holds licenses for various financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
09/17/2020 - Present
Morgan Stanley (ATLANTA GA)
GA
06/15/2002 - 03/10/2020
WELLS FARGO CLEARING SERVICES, LLC (ATLANTA GA)
NC
05/03/2001 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
12/04/1997 - 04/03/2001
QUICK & REILLY, INC. (NEW YORK NY)
CT
10/25/1996 - 10/23/1997
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
BOTH
Issued 05/24/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/30/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/13/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Neal is the right advisor for you? Invested Better is here to help.
