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Michael David Mohlman

SB Advisory, LLC

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About Michael David Mohlman

Michael Mohlman is a financial advisor registered with SB Advisory, LLC and ES Advisory Group. Michael has been working in the industry since 1999, and holds a Series 7, 24, 63, and 65 license. Michael is based in Fort Wayne, Indiana. Michael has experience working with individual and institutional clients. Michael provides a variety of financial services, including financial planning, portfolio management, and selection of other advisers.

Firm Information

Michael Mohlman is currently registered with SB Advisory, LLC. SB Advisory, LLC is an investment advisory firm based in Atlanta, Georgia. The firm provides financial planning and portfolio management services to individuals and high-net-worth individuals. SB Advisory, LLC is registered with the SEC and has a total of 1045 client accounts with regulatory assets under management of $285,851,527.
SB Advisory, LLC

3424 PEACHTREE ROAD NE

ATLANTA, GA 30326-1184

$285.85M

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Mohlman’s Registration & Firm History

IN

01/20/2022 - Present

SB Advisory, LLC (Fort Wayne IN)

IN

01/06/2022 - 01/20/2022

SPIRE SECURITIES, LLC (Fort Wayne IN)

IN

07/25/2014 - 01/03/2022

LPL FINANCIAL LLC (FORT WAYNE IN)

IN

01/30/2009 - 08/06/2014

WELLS FARGO ADVISORS, LLC (FORT WAYNE IN)

OH

09/07/2001 - 02/06/2009

FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)

OH

05/24/2000 - 07/30/2001

THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)

NY

12/14/1998 - 05/11/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/19/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/08/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/07/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael David Mohlman. Review regulatory record here.
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