Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael David Miller is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Prudential Investment Management Services LLC and has been with the firm since April 7, 2022. Previously, Michael worked at J.P. Morgan Institutional Investments Inc., JPMORGAN DISTRIBUTION SERVICES, INC., PRINCOR FINANCIAL SERVICES CORPORATION, PRINCIPAL FUNDS DISTRIBUTOR, INC., and LASALLE ST SECURITIES, L.L.C.. Michael has a strong background in the securities industry and has obtained the following licenses: Series 63, Series 66, Series 24, SIE, Series 3, and Series 7. Michael is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
04/07/2022 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
IL
01/03/2011 - 03/01/2022
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CHICAGO IL)
IL
04/17/2007 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (CHICAGO IL)
IA
01/24/2007 - 04/02/2007
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
12/13/2005 - 04/02/2007
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
IL
01/27/2003 - 12/12/2005
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
NY
01/19/2001 - 12/06/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 01/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2018
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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