Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael David Mathias is a financial advisor with over 37 years of experience in the industry. Michael David Mathias is currently registered with Cetera Investment Advisers LLC and has been with the firm since June 2023. Michael David Mathias is also registered as an Investment Advisor Representative in the state of New York. Previously, Michael David Mathias was registered with Summit Brokerage Services, Inc., WRP Investments, Inc., National Planning Corporation, Gerald S. Berger, Inc., ReliaStar Financial Marketing Corp., and Stein Abbott and Company. Michael David Mathias has a strong background in financial planning, portfolio management, and insurance sales. Michael David Mathias holds the Certified Financial Planner designation and has passed the Series 6, Series 7, Series 24, Series 51, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (MOUNT KISCO NY)
NY
06/30/2005 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (MT KISCO NY)
OH
01/03/2005 - 06/30/2005
WRP INVESTMENTS, INC. (YOUNGSTOWN OH)
CA
06/06/2000 - 12/31/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NY
05/20/1986 - 06/30/2000
GERALD S. BERGER, INC. (HARTSDALE NY)
NA
06/27/1985 - 07/09/1986
RELIASTAR FINANCIAL MARKETING CORP.
NA
08/20/1985 - 05/17/1986
STEIN ABBOTT AND COMPANY
BOTH
Issued 10/8/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/12/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 7/31/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/17/1985
Series 7 - General Securities Representative Examination
BC
Issued 6/26/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Mathias is the right advisor for you? Invested Better is here to help.
