Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael David Mathias is a financial advisor currently registered with Cetera Investment Advisers LLC in Mount Kisco, New York. Michael has been in the industry since June 28, 1985, and is registered in New York as an Investment Advisor Representative. Michael previously held positions at Summit Brokerage Services, Inc. and WRP Investments, Inc. Michael has passed the Series 6, Series 7, Series 24, Series 51, and Series 63 exams. Michael also holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (MOUNT KISCO NY)
NY
06/30/2005 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (MT KISCO NY)
OH
01/03/2005 - 06/30/2005
WRP INVESTMENTS, INC. (YOUNGSTOWN OH)
CA
06/06/2000 - 12/31/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NY
05/20/1986 - 06/30/2000
GERALD S. BERGER, INC. (HARTSDALE NY)
NA
06/27/1985 - 07/09/1986
RELIASTAR FINANCIAL MARKETING CORP.
NA
08/20/1985 - 05/17/1986
STEIN ABBOTT AND COMPANY
BOTH
Issued 10/08/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/31/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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