Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Mastey has over 30 years of experience in the financial services industry. Michael is currently registered with Archer Distributors, LLC in Laurel, MD. Michael has previously held positions at ALPS Distributors, INC., PNC FUNDS DISTRIBUTOR, LLC, ICAPITAL SECURITIES, LLC, and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. Michael is a Series 7, 24, 63, and 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
04/29/2024 - Present
Archer Distributors, LLC (Laurel MD)
CO
05/14/2020 - 05/13/2022
ALPS DISTRIBUTORS, INC. (DENVER CO)
CT
01/19/2016 - 12/05/2019
PNC FUNDS DISTRIBUTOR, LLC (New Canaan CT)
NY
04/15/2015 - 12/21/2015
ICAPITAL SECURITIES, LLC (New York NY)
ME
01/28/2010 - 01/12/2015
PNC FUNDS DISTRIBUTOR, LLC (PORTLAND ME)
MD
06/30/2008 - 12/31/2009
PNC FUND DISTRIBUTOR, LLC (BALTIMORE MD)
NY
10/06/2005 - 11/12/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
MD
10/18/2002 - 04/18/2005
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
RI
10/02/1995 - 09/14/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MD
11/23/1993 - 09/08/1995
CONCORD FINANCIAL GROUP, INC. (BETHESDA MD)
NE
08/25/1992 - 11/22/1993
CENTRAL FIDELITY INVESTMENT SERVICES, INC. (OMAHA NE)
MD
10/07/1991 - 07/22/1992
CONCORD FINANCIAL GROUP, INC. (BETHESDA MD)
DE
10/11/1990 - 04/19/1991
PML SECURITIES COMPANY (NEWARK DE)
NA
11/28/1986 - 04/25/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
01/21/1986 - 11/17/1986
DILLON, READ & CO. INC.
IA
Issued 05/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2024
Series 24 - General Securities Principal Examination
BC
Issued 04/29/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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