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Michael David Lisa

Hodes Weill Securities, LLC

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About Michael David Lisa

Michael David Lisa is a registered representative with Hodes Weill Securities, LLC, with a focus on Investment Banking. Michael David Lisa has been active in the securities industry since 2016. Michael David Lisa holds Series 79, Series 82TO and SIE licenses. Michael David Lisa is currently registered with the state of Colorado and FINRA.

Firm Information

Michael Lisa is currently registered with Hodes Weill Securities, LLC. Hodes Weill Securities, LLC is a Limited Liability Company formed in December 1999. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Lisa’s Registration & Firm History

NY

04/27/2016 - Present

Hodes Weill Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/04/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael David Lisa.
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