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Michael David Leonard

Northland Securities, Inc.

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About Michael David Leonard

Michael Leonard is a financial advisor with over 40 years of experience in the securities industry. Michael is registered with Northland Securities, Inc. in Minnesota. Michael Leonard specializes in providing financial planning, investment management, and research services to individuals, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Michael has also served as CEO for MDL Consulting Services LLC, providing business and sales consulting services.

Firm Information

Michael Leonard is currently registered with Northland Securities, Inc.. Northland Securities, Inc. is a Minneapolis, Minnesota-based corporation, formed in September 1995. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. It also offers research services. Northland Securities, Inc. manages over $236 million in regulatory assets for 826 total accounts.
Northland Securities, Inc.

150 SOUTH 5TH STREET

MINNEAPOLIS, MN 55402

$236.67M

Assets Under Management

117

Total Clients

86

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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research services

Research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Negotiated

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Michael Leonard’s Registration & Firm History

MN

07/30/2018 - Present

Northland Securities, Inc. (MINNEAPOLIS MN)

MN

07/22/2002 - 10/11/2017

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. (GOLDEN VALLEY MN)

NY

08/23/1994 - 08/02/2002

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

11/15/1988 - 08/17/1994

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NA

02/01/1988 - 11/12/1988

OBERWEIS SECURITIES, INC.

NA

08/18/1987 - 02/01/1988

ENGLER-BUDD & COMPANY INC.

NA

11/03/1983 - 08/11/1987

M. H. NOVICK & CO., INC.

NA

04/13/1981 - 10/10/1983

PIPER, JAFFRAY & HOPWOOD INCORPORATED

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Licenses & Designations

BOTH

Issued 09/08/2006

Series 66 - Uniform Combined State Law Examination

IA

Issued 02/07/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/20/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/29/1995

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 06/21/1988

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/06/1984

Series 24 - General Securities Principal Examination

BC

Issued 11/30/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/1998

Series 15 - Foreign Currency Options Examination

BC

Issued 10/31/1997

Series 5 - Interest Rate Options Examination

BC

Issued 02/15/1996

Series 3 - National Commodity Futures Examination

BC

Issued 04/11/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 5 public disclosures for Michael David Leonard. Review regulatory record here.
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