Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael David Kasper

Oppenheimer & Co. Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael David Kasper

Michael Kasper is a Financial Advisor at Oppenheimer & Co. Inc., a firm with a history of providing investment services to both individuals and institutional clients. Michael has been a financial professional since 1993, having previously worked at Cowen and Company, Guggenheim Securities, LLC, Nomura Securities International, Inc., Jefferies LLC, J.P. Morgan Securities Inc., Lehman Brothers Inc., and Kidder, Peabody & Co. Incorporated. Michael has a strong track record of success in the financial industry and is dedicated to providing his clients with personalized investment advice and guidance.

Firm Information

Michael Kasper is currently registered with Oppenheimer & Co. Inc.. Oppenheimer & Co. Inc. is a corporation formed in December 1954 and headquartered in New York City. The firm provides a range of advisory services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. Oppenheimer & Co. Inc. manages approximately $1 billion to $10 billion in assets for a diverse clientele, including individuals, corporations, institutions, and government entities. The firm is registered with the SEC and in all 50 states.
Oppenheimer & Co. Inc.

85 BROAD STREET

NEW YORK, NY 10004

$27.45B

Assets Under Management

Not reported

Total Clients

1,429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Kasper’s Registration & Firm History

NY

08/28/2023 - Present

Oppenheimer & Co. Inc. (NEW YORK NY)

NY

11/07/2019 - 07/18/2023

COWEN AND COMPANY (NEW YORK NY)

NY

08/01/2017 - 08/13/2019

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

06/17/2016 - 08/07/2017

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

01/20/2009 - 05/09/2016

JEFFERIES LLC (NEW YORK NY)

CT

03/19/2009 - 06/03/2013

JEFFERIES HIGH YIELD TRADING, LLC (STAMFORD CT)

NY

10/01/2008 - 12/24/2008

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

NY

05/12/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

11/29/2000 - 05/13/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

05/13/1997 - 11/09/2000

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NY

12/16/1994 - 05/20/1997

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

08/26/1992 - 01/10/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

Not sure if Michael David Kasper is right for you?

Licenses & Designations

BC

Issued 09/04/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 4 - Registered Options Principal Examination

BC

Issued 05/25/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/07/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael David Kasper.
Not sure if Michael David Kasper is right for you?