Unclaimed
Michael Kasper is a Financial Advisor at Oppenheimer & Co. Inc., a firm with a history of providing investment services to both individuals and institutional clients. Michael has been a financial professional since 1993, having previously worked at Cowen and Company, Guggenheim Securities, LLC, Nomura Securities International, Inc., Jefferies LLC, J.P. Morgan Securities Inc., Lehman Brothers Inc., and Kidder, Peabody & Co. Incorporated. Michael has a strong track record of success in the financial industry and is dedicated to providing his clients with personalized investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/28/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
11/07/2019 - 07/18/2023
COWEN AND COMPANY (NEW YORK NY)
NY
08/01/2017 - 08/13/2019
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
06/17/2016 - 08/07/2017
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
01/20/2009 - 05/09/2016
JEFFERIES LLC (NEW YORK NY)
CT
03/19/2009 - 06/03/2013
JEFFERIES HIGH YIELD TRADING, LLC (STAMFORD CT)
NY
10/01/2008 - 12/24/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/12/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/29/2000 - 05/13/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/13/1997 - 11/09/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
12/16/1994 - 05/20/1997
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/26/1992 - 01/10/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 09/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 05/25/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/07/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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