Unclaimed
Michael Henderson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., a firm based in New York, NY. Michael has been in the industry since April 20, 2016. Michael holds a Series 66 license, a SIE license, and a Series 7 license. Michael has a history of working in the financial services industry, including positions with SPIRE SECURITIES, LLC. Michael is registered in 29 states for securities and investment advisory activities. Michael also serves as a committee member for the Scott D. Anderson Leadership Foundation and a board member for the Duluth East Youth Football Board. Michael has an active registration with FINRA and is approved to conduct business in a broker-dealer capacity in Alabama, Alaska, Arizona, California, Florida, Hawaii, Illinois, Iowa, Kansas, Michigan, Minnesota, Mississippi, Missouri, Montana, New Hampshire, New York, North Carolina, North Dakota, Oklahoma, Puerto Rico, South Dakota, Texas, Virginia, Washington, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
06/03/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DULUTH MN)
VA
08/12/2015 - 08/18/2015
SPIRE SECURITIES, LLC (MCLEAN VA)
BOTH
Issued 05/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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