Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Grimes has been a financial professional for over 30 years. His expertise lies in the investment banking realm, as evidenced by his Series 79TO license, which allows him to assist clients in the issuance and placement of securities. Michael also holds a Series 24 General Securities Principal license and a Series 63 Uniform Securities Agent State Law Examination license, showcasing his depth of knowledge in the financial industry. He began his career at Salomon Brothers Inc., followed by a stint at Bear, Stearns & Co. Inc. before joining Morgan Stanley & Co. LLC in 1995. Currently, Michael works at the firm’s Menlo Park, CA branch office. Michael's long-standing career and diverse experience position him to provide insightful guidance and support to clients seeking investment banking solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/03/1995 - Present
Morgan Stanley & Co. LLC (Menlo Park CA)
NY
03/13/1992 - 05/11/1995
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
08/01/1990 - 03/17/1992
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 12/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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