Unclaimed
Michael Gracy is an investment advisor representative associated with Kovack Advisors, Inc. Michael has been in the financial services industry since 2001. Michael is a Certified Financial Planner and holds FINRA Series 6, 7, 63, and 65 registrations. Michael is also registered as an investment advisor representative in Florida, Connecticut, Georgia, North Carolina, Ohio, and South Carolina. Michael is a licensed attorney, and a member of the Eighth Circuit Grievance Committee in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/27/2015 - Present
Kovack Advisors, Inc. (GAINESVILLE FL)
FL
01/04/2010 - 09/24/2014
RESOURCE HORIZONS GROUP LLC (GAINESVILLE FL)
FL
10/01/2007 - 12/31/2009
1ST GLOBAL CAPITAL CORP. (GAINESVILLE FL)
FL
04/12/2001 - 10/09/2007
PRUCO SECURITIES, LLC. (GAINESVILLE FL)
IA
Issued 01/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/11/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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