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Michael David Franz

Great Point Capital LLC

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About Michael David Franz

Michael David Franz is a financial advisor based in Austin, Texas. Michael is a registered representative with Great Point Capital LLC. Michael has been in the industry since July 14, 2019 and is registered with the state of Texas. Michael holds the Series 63, Series 57TO, and SIE exams.

Firm Information

Michael Franz is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Franz’s Registration & Firm History

TX

07/15/2019 - Present

Great Point Capital LLC (AUSTIN TX)

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Licenses & Designations

BC

Issued 05/30/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/15/2019

Series 57TO - Securities Trader Exam

BC

Issued 05/18/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Michael David Franz.
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