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Michael David Fogarty

Regions Securities LLC

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About Michael David Fogarty

Michael Fogarty is a financial advisor with Regions Securities LLC. Michael has been in the financial services industry for over 6 years and is registered with the state of Texas. Michael holds the Series 63, SIE, and Series 79 licenses. Michael's primary office is located in Dallas, TX.

Firm Information

Michael Fogarty is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Fogarty’s Registration & Firm History

TX

01/29/2016 - Present

Regions Securities LLC (Dallas TX)

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Licenses & Designations

BC

Issued 04/19/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael David Fogarty.
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