Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael David Fleming is an Investment Advisor Representative. Michael has been in the financial services industry since October 5, 1991. Michael is currently registered with Osaic Wealth, Inc. Michael has a Series 7, 24, 52TO, 53, and 66 license. Michael has previously been employed with Park Avenue Securities LLC and Royal Alliance Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/19/2017 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NY
03/26/2009 - 07/06/2015
PARK AVENUE SECURITIES LLC (GARDEN CITY NY)
NY
12/05/2000 - 02/13/2009
PARK AVENUE SECURITIES LLC (NEW YORK NY)
AZ
07/19/1991 - 10/26/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BOTH
Issued 04/06/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/25/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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