Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Fielding is a financial advisor with over 40 years of experience in the financial services industry. Michael is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since November 2016. Previously, Michael worked for First Union Capital Markets Corp., Advest, Inc., Burgess & Leith Incorporated, Smith Barney, Harris Upham & Co., Incorporated, PaineWebber Incorporated, Buttonwood Securities Corporation of Massachusetts, and Security Investment Services Corp. Michael is a Series 63, Series 65, Series 5, Series 7, and SIE licensed advisor. Michael specializes in providing investment advice to individuals and businesses. Michael holds a variety of designations and has a diverse background in financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
12/07/2011 - Present
Wells Fargo Clearing Services, LLC (BOSTON MA)
NC
01/15/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
CT
09/30/1985 - 02/04/1999
ADVEST, INC. (HARTFORD CT)
NA
01/10/1985 - 09/30/1985
BURGESS & LEITH INCORPORATED
NA
08/13/1984 - 08/21/1984
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
12/08/1980 - 08/10/1984
PAINEWEBBER INCORPORATED
NA
01/16/1980 - 11/09/1980
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
NA
12/26/1979 - 11/09/1980
SECURITY INVESTMENT SERVICES CORP.
IA
Issued 10/21/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 12/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Fielding is the right advisor for you? Invested Better is here to help.
