Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ferguson is a financial advisor who has been in the industry since 2007. He has a wide range of experience and expertise, having worked with TD Ameritrade, Inc. and Scottrade, Inc., and is currently registered with Charles Schwab & Co., Inc.. Michael holds the Series 6, 7, and 63 licenses, as well as the SIE and Series 65 exams. He is also registered as an Investment Advisor Representative in Texas. Michael focuses on providing clients with financial planning and other advisory services. He is passionate about helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
01/26/2022 - Present
Charles Schwab & CO., Inc. (Sugar Land TX)
TX
02/26/2018 - 07/29/2024
TD AMERITRADE, INC. (Sugarland TX)
TX
07/15/2009 - 02/26/2018
SCOTTRADE, INC. (WEBSTER TX)
TX
10/24/2008 - 07/13/2009
WADDELL & REED, INC. (HOUSTON TX)
TX
05/30/2007 - 09/24/2008
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
02/05/2007 - 05/23/2007
MML INVESTORS SERVICES, INC. (HOUSTON TX)
IA
Issued 12/20/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/03/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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