Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael David Dugan is a registered representative with VP Distributors LLC, and has over 17 years of experience in the financial industry. Michael holds a Series 7, Series 63, and SIE license. Previously, Michael was employed at ALPS Distributors, INC., Legg Mason Investor Services, LLC, and Citigroup Global Markets INC.. Michael's primary focus is on providing financial advice and investment solutions to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/24/2022 - Present
VP Distributors LLC (NEW YORK NY)
NY
09/10/2007 - 04/28/2022
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
CA
12/01/2005 - 04/07/2006
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
NY
08/25/2003 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 01/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Dugan is the right advisor for you? Invested Better is here to help.
