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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Draut is a Registered Representative and Investment Advisor Representative with Cooper Malone McClain, Inc. located in Wichita, KS. Michael has been in the industry since January 20, 1987. Michael has worked with a variety of firms in the industry including FROGGATTE & COMPANY, EVEREN SECURITIES, INC., PRINCIPAL FINANCIAL SECURITIES,INC., CUNA BROKERAGE SERVICES, INC., THE O.N. EQUITY SALES COMPANY, and CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.. Michael holds the Series 7, 24, 63, 65, 79TO and 99TO licenses. Michael is currently registered in Colorado, Florida, Kansas, Missouri, Nebraska, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Investment advice through consultations. recommend third-party money managers to customers.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Asset based fee for referring customers to money managers.
1
2
KS
02/05/2008 - Present
Cooper Malone McClain, Inc. (WICHITA KS)
KS
07/29/1998 - 04/04/2006
FROGGATTE & COMPANY (WICHITA KS)
MO
05/11/1998 - 07/28/1998
EVEREN SECURITIES, INC. (ST. LOUIS MO)
TX
01/06/1994 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
IA
07/01/1992 - 01/28/1994
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
OH
06/29/1989 - 07/15/1992
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
NA
01/21/1987 - 06/30/1989
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
IA
Issued 02/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2002
Series 24 - General Securities Principal Examination
BC
Issued 09/05/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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