Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael David Cook is a financial advisor registered with Pershing LLC. Michael has been in the industry since December 27, 1993. Michael is licensed in the state of Florida. Michael has experience with a number of firms including Sunset Financial Services, Inc. , Charles Schwab & Co., Inc. and Raymond James Financial Services, Inc.. Michael has successfully passed a number of industry exams including Series 63, Series 24, Series 8, Series 52TO, Series 99TO, SIE, Series 55, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/27/2007 - Present
Pershing LLC (LAKE MARY FL)
FL
06/19/2006 - 04/04/2007
SUNSET FINANCIAL SERVICES, INC. (ORLANDO FL)
TX
04/30/2004 - 07/15/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
FL
12/09/2003 - 03/08/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
11/20/2002 - 02/11/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
FL
04/30/2002 - 08/22/2002
NEXTRADE (CLEARWATER FL)
IL
03/01/2000 - 05/17/2001
GLOBENET SECURITIES, INC. (CHICAGO IL)
TX
11/29/1993 - 02/08/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MA
07/19/1989 - 12/03/1992
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
NA
11/05/1988 - 01/26/1989
BLINDER, ROBINSON & CO., INC.
NA
08/20/1987 - 02/23/1988
BLINDER, ROBINSON & CO., INC.
BC
Issued 05/06/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2019
Series 24 - General Securities Principal Examination
BC
Issued 05/19/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/04/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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