Unclaimed
Michael David Cohen is a registered representative with The Leaders Group, Inc., located in Littleton, Colorado. He holds the Series 6 and Series 63 licenses, as well as the Securities Industry Essentials Exam (SIE). Michael has been in the securities industry since 2017 and has experience with a variety of investment products and services. Michael is registered in Colorado, Florida, Illinois and North Carolina. Michael was previously registered with Locust Street Securities, Inc. in Des Moines, Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/05/2018 - Present
THE Leaders Group, Inc. (LITTLETON CO)
IA
03/10/1997 - 12/31/1998
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
BC
Issued 11/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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