Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Burroughs is a financial advisor with over 30 years of experience in the financial services industry. Michael is currently registered with Raymond James Financial Services Advisors, Inc. and is located in Chattanooga, TN. Michael has held previous roles with Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., J.J.B. Hilliard, W.L. Lyons, Inc., and Prudential-Bache Securities Inc. Michael is a Series 63 and 65 licensed advisor, and has also passed the Series 7, 9, 10, and 31 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
08/21/2018 - Present
Raymond James Financial Services Advisors, Inc. (Chattanooga TN)
TN
08/21/2009 - 08/17/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CHATTANOOGA TN)
TN
01/01/2008 - 08/21/2009
WELLS FARGO ADVISORS, LLC (CHATTANOOGA TN)
TN
06/10/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CHATTANOOGA TN)
NA
02/23/1990 - 06/10/1994
J.J.B. HILLIARD, W.L. LYONS, INC.
KY
03/16/1987 - 06/10/1994
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NY
06/17/1988 - 03/13/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
04/23/1986 - 03/20/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
IA
Issued 01/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/14/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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