Unclaimed
Michael Bruton is a financial advisor with U.S. Bancorp Investments, Inc. Michael has been in the financial industry since 2012, working previously with PNC Investments and Fidelity Brokerage Services LLC. Michael has a Series 63, Series 66 and Series 7 licenses, and is a registered investment advisor representative in Ohio. He also holds the Series 7 and SIE licenses. Michael provides financial advice to individuals, corporations, and pension and profit-sharing plans. He is also licensed to provide investment advice in several other states including Florida, Georgia, Idaho, Indiana, Kentucky, Maryland, Michigan, Minnesota, Mississippi, New Hampshire, Washington, and Ohio. U.S. Bancorp Investments, Inc. is a full-service investment firm that offers a variety of financial products and services, including financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
OH
06/02/2021 - Present
U.s. Bancorp Investments, Inc. (West Chester OH)
OH
10/03/2013 - 06/03/2021
PNC INVESTMENTS (CINCINNATI OH)
KY
05/07/2012 - 09/13/2013
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BOTH
Issued 08/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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