Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Brock is a financial advisor registered with the state of Texas. Michael has been in the financial industry since 2002 and is currently registered with Farmers Financial Solutions, LLC. Michael has passed the Series 7, Series 63, and the Securities Industry Essentials Exam (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
06/21/2004 - Present
Farmers Financial Solutions, LLC (Lewisville TX)
GA
09/29/2003 - 12/09/2003
WORLD GROUP SECURITIES, INC. (DULUTH GA)
MO
11/09/2000 - 04/08/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 12/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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