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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael David Bergan is an Investment Advisor Representative at Morgan Stanley, with over 25 years of experience in the financial services industry. Michael has a comprehensive understanding of the financial markets and a strong commitment to providing personalized investment advice to his clients. Michael is committed to helping clients achieve their financial goals and is dedicated to providing them with the highest level of service and expertise. Michael has a broad range of experience in providing investment advice to individual and institutional investors. Michael is registered to offer advisory services in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WI
01/13/2015 - Present
Morgan Stanley (Milwaukee WI)
IL
04/21/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (OAKBROOK TERRACE IL)
NA
03/19/1999 - 04/12/1999
SALOMON SMITH BARNEY INC.
IL
11/08/1996 - 03/24/1999
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
IA
Issued 12/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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