Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Bennis has been in the financial services industry since April 25, 1993. Michael is currently registered with Brean Capital, LLC and holds Series 3, 7, 63, 66 and SIE licenses. Michael was previously registered with Cantor Fitzgerald & Co. from August 3, 2006 to March 1, 2018, First Albany Capital Inc. from December 12, 1994 to June 8, 2006 and Dean Witter Reynolds Inc. from December 23, 1986 to January 6, 1994. Michael is licensed in Delaware, Massachusetts and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
06/06/2023 - Present
Brean Capital, LLC (BOSTON MA)
MA
08/03/2006 - 03/01/2018
CANTOR FITZGERALD & CO. (BOSTON MA)
MA
12/12/1994 - 06/08/2006
FIRST ALBANY CAPITAL INC. (WELLESLEY MA)
NY
12/23/1986 - 01/06/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 05/26/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/16/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1993
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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